financial services

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Improvements in facilitating ID and creating platforms to carry out transactions are key elements of fintech report co-authored by UNSW's Professor Ross Buckley.

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Effectiveness of Enforceable Undertakings in the financial services industry has been studied for the first time.

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Leading corporate law scholar Professor Dimity Kingsford Smith becomes the inaugural MinterEllison Chair in Risk and Regulation to lead debate on topics including the fair delivery of financial services.

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In choosing not to impose restrictions on bonuses and commissions, the government left untouched the incentives for inappropriate financial advice and lending decisions.

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It seems ASIC and the Director of Public Prosecutions will have no lack of evidence to pursue civil penalties and criminal cases. The bigger issue is what charges to go with.